Compliance Analyst

Location: Arlington, Virginia
Category: Accounting & Finance
Job ID: 9484
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This position is required to maintain the day-to-day compliance with internal control procedures as required by Section 112 of the FDIC Improvement Act (FDICIA), to perform quality control procedures required to meet regulatory reporting requirements, and to analyze the impact of new and prospective laws, regulations and accounting pronouncements that may affect NCB’s financial reporting and disclosure process.

Key tasks and responsibilities in order of importance.

      1. Monitor and update FDICIA documentation as required (40%)
      2. Assist management with the remediation of control gaps and escalate possible critical issues to senior management, as needed (20%)
      3. Assist Internal and External Audit with documentation requests (20%)
      4. Maintain and update the Company’s accounting policies and procedures (10%)

Core Dimensions

Key Actions

Customer Focus

Understands, thoroughly, own role and the interrelationships among various departments and teams in delivering a high level of customer service.


Serves as an important resource for others in the team and department; and has to inspire trust and confidence among the members of these groups. Demonstrates integrity in all behaviors. Complies with NCB policies and practices and encourages others to do the same.


Recognizes and presents to management new opportunities or ways of doing things. Responsible for conducting several assignments simultaneously and may serve as a key player on modules of large projects. Anticipates shifting demands and reprioritizes work accordingly.


Consistently displays sound judgment when making decisions by considering both benefits and consequences. Identifies areas for possible improvements or changes in own work or in other’s work.


Displays high energy level; seizes opportunity to provide additional value beyond own responsibilities.


Helps eliminate weaknesses, improves upon strengths and capitalizes on differences of others. Uses communication skills to influence decisions.

Job Specific Dimensions

Planning and Organizing

Within each of the main areas of responsibility, organize the workflows and underlying data supporting critical processes to ensure key deadlines and deliverables are met. Establishes priorities and make necessary preparations.


Participates in and facilitates discussions with supervisor and other members of management. Effectively accomplishes goals by working with others.

Project Management

Execute milestone driven project plans related to the development of a formal corporate accounting compliance process and risk assessment process

Technical/Professional knowledge and skills

Possess a satisfactory level of technical and professional skills with respect to generally accepted accounting principles and regulatory accounting and financial reporting requirements.

Keep abreast of current developments and accumulate information to ensure management is sufficiently informed of changes in the regulatory environment as it relates to accounting and financial reporting.

What work actions or decisions do you make without prior approval? To what extent do you receive advice and guidance from your manager? (Please use illustrative examples.)

Actions and Decisions

  • Schedule meetings with Bank personnel, as needed, to update internal control documentation.

Advice and Guidance

  • Advise VP, Internal Controls when critical findings or concerns surface that may potentially impact business processes and financial reporting.
  • Prepare internal audit documentation for new processes and software.

What type of business-related contacts are necessary to accomplish your job (excluding your supervisor, subordinates and co-workers)? The contact may be in person, by telephone, or by way of formal written communication. These are contacts both internal and external to NCB.

Organization and/or Individuals

Purpose of Contact

Interaction with employees across the bank.

Interaction with internal and external auditors and regulators and examiners

Discussions in order to update business process documentation for internal control compliance

Interaction with external auditors regarding filings and related information requests. Interaction with internal auditors on information requests, timing of testing and audit findings. Interaction with regulators and examiners regarding regulatory reporting issues.


Knowledge, skills and abilities should a new employee bring to this position:

BA/BS in Accounting, Finance or equivalent

CPA preferred

Internal Control framework experience

Advanced analytical abilities

Advanced written and verbal communication skills

Proficiency with Microsoft Office Applications, especially Excel and Word. Familiarity with general ledger software packages.